Upgrades Sell Neutral X

HRZN Horizon Technology Finance

Compass Point

$8.25

Downgrades Buy Neutral X

HRZN Horizon Technology Finance

Ladenburg Thalmann

Downgrades Neutral Sell X

HRZN Horizon Technology Finance

B. Riley Securities

$11

Upgrades Sell Neutral X

HRZN Horizon Technology Finance

Compass Point

$11 $10.50

Downgrades Neutral Sell X

HRZN Horizon Technology Finance

Compass Point

$11

Initiated Buy X

HRZN Horizon Technology Finance

Ladenburg Thalmann

$12.50

Downgrades Mkt Perform Underperform X

HRZN Horizon Technology Finance

Keefe Bruyette

$11.50 $10.50

Initiated Neutral X

HRZN Horizon Technology Finance

Janney

$10

Resumed Neutral X

HRZN Horizon Technology Finance

B. Riley Securities

$10.50

Initiated Neutral X

HRZN Horizon Technology Finance

UBS

$12.50

Initiated Perform X

HRZN Horizon Technology Finance

Oppenheimer

Downgrades Neutral Sell X

HRZN Horizon Technology Finance

Compass Point

$9.50

HRZN  Horizon Technology Finance Corporation

Horizon Technology Finance Corporation is an externally managed, closed-end, non-diversified management investment company. The Company's investment objective is to maximize investment portfolio's total return by generating current income from the debt investments it makes and capital appreciation from the warrants it receives when making such debt investments. It lends to and invests in development-stage companies in the technology, life science, healthcare information and services and cleantech industries (collectively Target Industries). It is focused on making secured debt investments (Venture Loans) to venture capital backed companies in its Target Industries. As of December 31, 2016, its debt investment portfolio consisted of 44 debt investments. As of December 31, 2016, the Company held warrants to purchase stock, predominantly preferred stock, in 78 portfolio companies, equity positions in five portfolio companies and success fee arrangements in 11 portfolio companies.