Initiated Buy X

ACER Acer Therapeutics

ROTH Capital

Initiated Buy X

ADAP Adaptimmune Therapeutics

ROTH Capital

Initiated Buy X

ADOM ADOMANI

ROTH Capital

Initiated Buy X

AEVA Aeva

ROTH Capital

$30

Initiated Buy X

AG First Majestic Silver

ROTH Capital

$9

Downgrades Buy Neutral X

AGFS AgroFresh Solutions

ROTH Capital

Initiated Buy X

AGFY Agrify

ROTH Capital

$20

Resumed Buy X

AGS PlayAGS

ROTH Capital

Initiated Buy X

AGS PlayAGS

ROTH Capital

$35

Initiated Buy X

AKRO Akero Therapeutics

ROTH Capital

$34

Initiated Neutral X

ALLO Allogene

ROTH Capital

$26

Initiated Buy X

ALNA Allena Pharmaceuticals

ROTH Capital

$61

Downgrades Buy Neutral X

ALRM Alarm.com

ROTH Capital

Initiated Buy X

ALT Altimmune

ROTH Capital

$8.30

Upgrades Neutral Buy X

AMBA Ambarella

ROTH Capital

$95 $130

Downgrades Buy Sell X

AMRC Ameresco

ROTH Capital

$76 $52

Upgrades Neutral Buy X

AMRC Ameresco

ROTH Capital

$16 $19

Downgrades Buy Neutral X

AMRC Ameresco

ROTH Capital

Initiated Buy X

AMRN Amarin

ROTH Capital

$31

Downgrades Buy Neutral X

AMRS Amyris

ROTH Capital

$4 $2

Initiated Buy X

AMRS Amyris

ROTH Capital

$20

Resumed Buy X

AMSC American Superconductor

ROTH Capital

$23 $10

Initiated Buy X

ANTH Anthera Pharma

ROTH Capital

$10

Initiated Buy X

APDN Applied DNA Sciences

ROTH Capital

$24

Downgrades Neutral Sell X

APLS Apellis Pharmaceuticals

ROTH Capital

$40

Initiated Buy X

AQB AquaBounty Technologies

ROTH Capital

$6

Initiated Buy X

ARAV Aravive

ROTH Capital

$15

Downgrades Buy Sell X

ARCT Arcturus Therapeutics

ROTH Capital

$77

Initiated Buy X

ARQL ArQule

ROTH Capital

$5

Upgrades Neutral Buy X

ARRY Array Tech

ROTH Capital

Downgrades Buy Neutral X

ARRY Array Tech

ROTH Capital

$25 $7

Downgrades Buy Neutral X

ARRY Array Tech

ROTH Capital

$53 $25

Downgrades Buy Neutral X

ASPU Aspen Group

ROTH Capital

Upgrades Neutral Buy X

ASYS Amtech Systems

ROTH Capital

$9 $15

Initiated Buy X

ATAI atai Life Sciences N.V.

ROTH Capital

$32

Initiated Buy X

ATOM Atomera

ROTH Capital

Initiated Buy X

ATRA Atara Biotherapeutics

ROTH Capital

Upgrades Neutral Buy X

ATY AcuityAds Holdings

ROTH Capital

$4

Initiated Buy X

AVXL Anavex

ROTH Capital

$6

Resumed Buy X

AXU Alexco Resources

ROTH Capital

$3.60

Initiated Buy X

AXU Alexco Resources

ROTH Capital

$2.75

Upgrades Sell Neutral X

AYI Acuity Brands

ROTH Capital

$165

Resumed Buy X

BABY Natus Medical

ROTH Capital

$39

Initiated Buy X

BATL Battalion Oil Corp.

ROTH Capital

$28

Resumed Buy X

BBSI Barrett Business

ROTH Capital

$105

Initiated Buy X

BCAB BioAtla

ROTH Capital

$75

Initiated Buy X

BEEM Beam Global

ROTH Capital

$85

Initiated Buy X

BIOX Bioceres

ROTH Capital

$21

Downgrades Buy Neutral X

BLDP Ballard Power

ROTH Capital

Downgrades Neutral Sell X

BLDP Ballard Power

ROTH Capital

Upgrades Neutral Buy X

BLNK Blink Charging

ROTH Capital

$45

Initiated Buy X

BLNK Blink Charging

ROTH Capital

$67

Upgrades Neutral Buy X

BOOM DMC Global

ROTH Capital

$55

Initiated Buy X

BPTH Bio-Path

ROTH Capital

$13

Initiated Buy X

BRAG Bragg Gaming Group

ROTH Capital

$9

Initiated Buy X

BTMD biote Corp.

ROTH Capital

$9

Initiated Buy X

BYD Boyd Gaming

ROTH Capital

$70

Initiated Buy X

CAMP CalAmp

ROTH Capital

$28

Upgrades Neutral Buy X

CDE Coeur d’Alene Mines

ROTH Capital

$10

Downgrades Buy Neutral X

CDE Coeur d’Alene Mines

ROTH Capital

Upgrades Neutral Buy X

CDE Coeur d’Alene Mines

ROTH Capital

Downgrades Buy Neutral X

CDE Coeur d’Alene Mines

ROTH Capital

Initiated Buy X

CDXC ChromaDex

ROTH Capital

$7

Upgrades Neutral Buy X

CECE CECO Environ.

ROTH Capital

Downgrades Buy Neutral X

CLAR Clarus Corporation

ROTH Capital

$14

Initiated Buy X

CLFD Clearfield

ROTH Capital

$120

Initiated Buy X

CLXT Calyxt

ROTH Capital

$10

Initiated Buy X

CNAT Conatus Pharma

ROTH Capital

$20

Initiated Buy X

CODI Compass Diversified

ROTH Capital

$21.50

Upgrades Neutral Buy X

CPE Callon Petroleum

ROTH Capital

$80

Downgrades Buy Neutral X

CPRX Catalyst Pharma

ROTH Capital

$10 $15.50

Downgrades Buy Neutral X

CPST Capstone Turbine

ROTH Capital

Upgrades Neutral Buy X

CREE Cree

ROTH Capital

$105 $150

Upgrades Neutral Buy X

CREE Cree

ROTH Capital

Upgrades Neutral Buy X

CRM Salesforce

ROTH Capital

$242

Initiated Buy X

CRMD Cormedix

ROTH Capital

$6

Initiated Buy X

CRSP CRISPR Therapeutics

ROTH Capital

$50

Initiated Buy X

CRVS Corvus Pharmaceuticals

ROTH Capital

$6

Initiated Buy X

CSV Carriage Services

ROTH Capital

$48

Initiated Buy X

CTEK CynergisTek

ROTH Capital

$7.20

Downgrades Buy Neutral X

CTRL Control4

ROTH Capital

$24

Initiated Buy X

CTRL Control4

ROTH Capital

$31

Downgrades Buy Neutral X

CTST CannTrust

ROTH Capital

Upgrades Neutral Buy X

CTVA Corteva

ROTH Capital

$67 $74

Initiated Buy X

CTVA Corteva

ROTH Capital

$53

Initiated Buy X

CURI CuriosityStream

ROTH Capital

$23

Upgrades Neutral Buy X

CYRX Cryoport

ROTH Capital

$90

Downgrades Buy Neutral X

CYRX Cryoport

ROTH Capital

$78 $90

Downgrades Buy Neutral X

DCFC Tritium DCFC

ROTH Capital

Upgrades Neutral Buy X

DEN Denbury

ROTH Capital

$103 $108

Downgrades Buy Neutral X

DEN Denbury

ROTH Capital

$87.75 $103

Downgrades Buy Neutral X

DEN Denbury

ROTH Capital

$57 $78.75

Initiated Buy X

DEN Denbury

ROTH Capital

$39.50

Initiated Buy X

DGII Digi Intl

ROTH Capital

$15

Downgrades Buy Neutral X

DKNG DraftKings

ROTH Capital

$15

Upgrades Neutral Buy X

DKNG DraftKings

ROTH Capital

$18 $25

Upgrades Neutral Buy X

DLA Delta Apparel

ROTH Capital

$25

Downgrades Buy Neutral X

DLA Delta Apparel

ROTH Capital

Initiated Buy X

DMAC DiaMedica Therapeutics

ROTH Capital

$38

Downgrades Buy Neutral X

EGY Vaalco Energy

ROTH Capital

Initiated Buy X

EGY Vaalco Energy

ROTH Capital

$4

Initiated Buy X

EIDX Eidos Therapeutics

ROTH Capital

Upgrades Neutral Buy X

ELLI Ellie Mae

ROTH Capital

Downgrades Buy Neutral X

ELY Callaway Golf

ROTH Capital

Reiterated Buy X

ENPH Enphase Energy

ROTH Capital

$220 $270

Upgrades Neutral Buy X

ENPH Enphase Energy

ROTH Capital

Initiated Buy X

ENTA Enanta Pharmaceuticals

ROTH Capital

$133

Upgrades Neutral Buy X

EPM Evolution Petroleum

ROTH Capital

Downgrades Buy Neutral X

EPM Evolution Petroleum

ROTH Capital

$9.50

Initiated Buy X

ERI Eldorado Resorts

ROTH Capital

$41

Upgrades Neutral Buy X

ETSY Etsy

ROTH Capital

Initiated Buy X

EVGN Evogene

ROTH Capital

$7

Resumed Buy X

EVRI Everi

ROTH Capital

$28

Initiated Buy X

EYEN Eyenovia

ROTH Capital

$20

Downgrades Buy Neutral X

FARM Farmer Brothers Co.

ROTH Capital

$28 $20

Resumed Buy X

FARM Farmer Brothers Co.

ROTH Capital

$41

Initiated Neutral X

FATE Fate Therapeutics

ROTH Capital

$20

Upgrades Neutral Buy X

FCEL FuelCell Energy

ROTH Capital

Resumed Buy X

FIVN Five9

ROTH Capital

$129

Upgrades Neutral Buy X

FLNT Fluent

ROTH Capital

$5.50 $8.50

Initiated Buy X

FPI Farmland Partners

ROTH Capital

$16

Initiated Neutral X

FPRX Five Prime Therapeutics

ROTH Capital

$10

Initiated Buy X

FREE Whole Earth Brands

ROTH Capital

$17

Upgrades Neutral Buy X

FTCI FTC Solar

ROTH Capital

Reiterated Buy X

FTHM Fathom Holdings

ROTH Capital

$28 $40

Initiated Buy X

FTSV Forty Seven

ROTH Capital

$28

Downgrades Buy Neutral X

FUBO fuboTV

ROTH Capital

$7.50 $4.25

Initiated Buy X

FUV Arcimoto

ROTH Capital

Resumed Neutral X

FXLV F45 Training Holdings

ROTH Capital

$8 $2

Downgrades Buy Neutral X

FXLV F45 Training Holdings

ROTH Capital

$18 $8

Downgrades Buy Neutral X

GDP Goodrich Petroleum

ROTH Capital

$28 $23

Initiated Buy X

GHRS GH Research PLC

ROTH Capital

$66

Downgrades Buy Neutral X

GLUU Glu Mobile

ROTH Capital

Initiated Buy X

GNLN Greenlane

ROTH Capital

$22.50

Downgrades Buy Sell X

GNRC Generac

ROTH Capital

$320 $75

Reiterated Buy X

GNRC Generac

ROTH Capital

$360 $380

Initiated Buy X

GOGO Gogo

ROTH Capital

$10

Downgrades Buy Neutral X

GOLF Acushnet

ROTH Capital

$62 $45

Upgrades Neutral Buy X

GOLF Acushnet

ROTH Capital

$27 $28

Initiated Buy X

GORO Gold Resource

ROTH Capital

$6.50

Upgrades Neutral Buy X

GRUB GrubHub

ROTH Capital

Downgrades Buy Neutral X

GRUB GrubHub

ROTH Capital

Upgrades Neutral Buy X

GRWG GrowGeneration

ROTH Capital

$55

Downgrades Buy Neutral X

GRWG GrowGeneration

ROTH Capital

$27 $45

Initiated Buy X

GTBP GT Biopharma

ROTH Capital

$25

Upgrades Neutral Buy X

HDSN Hudson Technologies

ROTH Capital

$4 $6.50

Downgrades Buy Neutral X

HDSN Hudson Technologies

ROTH Capital

Initiated Buy X

HEAR Turtle Beach

ROTH Capital

$18

Downgrades Buy Neutral X

HGEN Humanigen

ROTH Capital

$13 $2

Downgrades Buy Neutral X

HIMX Himax Tech

ROTH Capital

$5 $3.50

Upgrades Neutral Buy X

HIMX Himax Tech

ROTH Capital

Downgrades Buy Neutral X

HK Halcon Resources

ROTH Capital

Upgrades Neutral Buy X

HL Hecla Mining

ROTH Capital

$6.50 $6.25

Downgrades Buy Neutral X

HL Hecla Mining

ROTH Capital

$6.25 $6.50

Initiated Buy X

HL Hecla Mining

ROTH Capital

$5

Downgrades Buy Neutral X

HZN Horizon Global

ROTH Capital

Initiated Buy X

ICLK iClick Interactive Asia Group

ROTH Capital

$10

Initiated Buy X

ICPT Intercept Pharma

ROTH Capital

$192

Initiated Buy X

IDCC Interdigital Comm

ROTH Capital

$104

Resumed Buy X

INSE Inspired Entertainment

ROTH Capital

$18

Initiated Buy X

INSE Inspired Entertainment

ROTH Capital

Initiated Buy X

INSG Inseego

ROTH Capital

Reiterated Neutral X

INTC Intel

ROTH Capital

$40 $30

Reiterated Neutral X

INTC Intel

ROTH Capital

$65 $60

Reiterated Buy X

INTC Intel

ROTH Capital

$65 $60

Initiated Buy X

IPIC iPic Entertainment

ROTH Capital

$18

Upgrades Neutral Buy X

JKS JinkoSolar

ROTH Capital

$50 $70

Downgrades Buy Neutral X

JKS JinkoSolar Holding

ROTH Capital

$38

Upgrades Neutral Buy X

JKS JinkoSolar Holding

ROTH Capital

Downgrades Neutral Sell X

JKS JinkoSolar Holding

ROTH Capital

Initiated Buy X

KITT Nauticus Robotics

ROTH Capital

$10

Initiated Buy X

KL Kirkland Lake Gold

ROTH Capital

$31

Initiated Buy X

KMPH KemPharm

ROTH Capital

$28

Downgrades Buy Neutral X

KN Knowles

ROTH Capital

$20 $17

Upgrades Neutral Buy X

KOD Kodiak Sciences

ROTH Capital

$155 $149

Downgrades Buy Neutral X

KOD Kodiak Sciences

ROTH Capital

$133 $155

Initiated Buy X

KSHB KushCo

ROTH Capital

$8

Initiated Buy X

LAC Lithium Americas

ROTH Capital

$9.50

Downgrades Buy Neutral X

LCI Lannett

ROTH Capital

Downgrades Buy Neutral X

LDL Lydall

ROTH Capital

Upgrades Neutral Buy X

LEU Centrus Energy

ROTH Capital

$45 $48

Downgrades Buy Neutral X

LEU Centrus Energy

ROTH Capital

$50

Upgrades Neutral Buy X

LEU Centrus Energy

ROTH Capital

$57 $58

Downgrades Buy Neutral X

LEU Centrus Energy

ROTH Capital

$27 $57

Initiated Buy X

LEV Lion Electric

ROTH Capital

$13

Upgrades Neutral Buy X

LGND Ligand Pharma

ROTH Capital

Downgrades Buy Neutral X

LGND Ligand Pharma

ROTH Capital

Upgrades Neutral Buy X

LMAT Lemaitre Vascular

ROTH Capital

Resumed Buy X

LMAT Lemaitre Vascular

ROTH Capital

$38

Upgrades Neutral Buy X

LMB Limbach

ROTH Capital

$7 $10

Downgrades Buy Neutral X

LMB Limbach

ROTH Capital

Downgrades Buy Neutral X

LNDC Landec

ROTH Capital

$16.50 $12

Initiated Neutral X

LNN Lindsay Corp

ROTH Capital

$135

Initiated Buy X

LOGC LogicBio Therapeutics

ROTH Capital

$26

Upgrades Neutral Buy X

LPSN LivePerson

ROTH Capital

$25

Initiated Buy X

LPTV Loop Media

ROTH Capital

$6.50

Upgrades Neutral Buy X

LYTS LSI Industries

ROTH Capital

$7 $13

Reiterated Buy X

MARK Remark Holdings

ROTH Capital

$10.25 $20.50

Downgrades Buy Neutral X

MAXN Maxeon Solar

ROTH Capital

$43 $23

Initiated Buy X

MAXN Maxeon Solar

ROTH Capital

$43

Downgrades Buy Neutral X

MB MINDBODY

ROTH Capital

Initiated Buy X

MCG Membership Collective Group

ROTH Capital

$7

Upgrades Neutral Buy X

MCHX Marchex

ROTH Capital

Initiated Buy X

MDCO The Medicines Co

ROTH Capital

$75

Reiterated Buy X

MDGL Madrigal Pharmaceuticals

ROTH Capital

$210 $400

Initiated Buy X

MDLA Medallia

ROTH Capital

$52

Reiterated Buy X

MEET The Meet Group

ROTH Capital

$4 $3.25

Reiterated Buy X

META Meta Platforms

ROTH Capital

$125 $210

Initiated Buy X

MGPI MGP Ingredients

ROTH Capital

$115

Initiated Buy X

MIRM Mirum Pharmaceuticals

ROTH Capital

$33

Resumed Buy X

MNMD MindMed

ROTH Capital

$25

Initiated Buy X

MNMD MindMed

ROTH Capital

$7

Initiated Buy X

MNPR Monopar Therapeutics

ROTH Capital

$49

Initiated Neutral X

MNST Monster Beverage

ROTH Capital

$100

Initiated Buy X

MNTK Mentortech, Inc.

ROTH Capital

$17.50

Upgrades Neutral Buy X

MNTX Manitex Intl

ROTH Capital

Initiated Buy X

MOND Mondee Holdings

ROTH Capital

$12

Downgrades Buy Neutral X

MPAA Motorcar Parts of America

ROTH Capital

Initiated Buy X

MRKR Marker International

ROTH Capital

Initiated Buy X

MRUS Merus

ROTH Capital

$20

Downgrades Buy Neutral X

MXL MaxLinear

ROTH Capital

Downgrades Buy Neutral X

NLS Nautilus

ROTH Capital

$26 $17

Initiated Buy X

NOVN Novan

ROTH Capital

$3

Upgrades Neutral Buy X

NTLA Intellia Therapeutics

ROTH Capital

$75 $80

Initiated Neutral X

NTLA Intellia Therapeutics

ROTH Capital

$16

Initiated Buy X

NTRP Neurotrope

ROTH Capital

$15

Initiated Buy X

NWY New York & Co

ROTH Capital

$4.50

Resumed Buy X

OCGN Ocugen

ROTH Capital

$8

Downgrades Buy Neutral X

OCGN Ocugen

ROTH Capital

$10 $6

Downgrades Buy Neutral X

OESX Orion Energy Systems

ROTH Capital

$14 $7

Upgrades Neutral Buy X

OLED Universal Display

ROTH Capital

$230 $250

Downgrades Buy Neutral X

OLED Universal Display

ROTH Capital

$194

Initiated Buy X

OLED Universal Display

ROTH Capital

Downgrades Buy Neutral X

ORBC Orbcomm

ROTH Capital

$9.25 $11.50

Initiated Buy X

ORBC Orbcomm

ROTH Capital

$14

Initiated Buy X

OSS One Stop Systems

ROTH Capital

Initiated Buy X

PAHC Phibro Animal Health

ROTH Capital

$18

Downgrades Buy Neutral X

PENN Penn Natl Gaming

ROTH Capital

$79 $51

Initiated Buy X

PET Wag! Group

ROTH Capital

$5

Resumed Buy X

PFIE Profire Energy

ROTH Capital

Reiterated Buy X

PLBY PLBY Group

ROTH Capital

$18 $26

Initiated Buy X

PLBY PLBY Group

ROTH Capital

$18

Upgrades Sell Neutral X

PLUG Plug Power

ROTH Capital

Downgrades Buy Neutral X

POWW AMMO

ROTH Capital

$6 $3

Initiated Buy X

PPTA Perpetua Resources

ROTH Capital

$4

Reiterated Buy X

PTON Peloton

ROTH Capital

$13 $20

Initiated Buy X

QBTS D-Wave Quantum

ROTH Capital

$20

Upgrades Neutral Buy X

QUIK QuickLogic

ROTH Capital

$7 $8

Resumed Buy X

RAIN Rain Oncology

ROTH Capital

$21

Downgrades Buy Neutral X

REGI Renewable Energy

ROTH Capital

Upgrades Neutral Buy X

REGI Renewable Energy

ROTH Capital

$22

Downgrades Buy Neutral X

REGI Renewable Energy

ROTH Capital

$35 $22

Downgrades Buy Neutral X

REI Ring Energy

ROTH Capital

$4.90 $7.50

Upgrades Neutral Buy X

REI Ring Energy

ROTH Capital

$4.75

Downgrades Buy Neutral X

REZI Resideo

ROTH Capital

$30

Upgrades Neutral Buy X

RMNI Rimini Street

ROTH Capital

$8

Downgrades Buy Neutral X

RMNI Rimini Street

ROTH Capital

Initiated Buy X

RMNI Rimini Street

ROTH Capital

Initiated Buy X

ROX Castle Brands

ROTH Capital

$2.60

Initiated Buy X

RUN Sunrun

ROTH Capital

$10

Initiated Buy X

SBE Switchback Energy Acquisition

ROTH Capital

$46

Upgrades Neutral Buy X

SDPI Superior Drilling Products

ROTH Capital

$4 $2

Initiated Buy X

SEEL Seelos Therapeutics

ROTH Capital

Initiated Buy X

SHLS Shoals Technologies

ROTH Capital

$38

Upgrades Neutral Buy X

SHOP Shopify

ROTH Capital

$38 $56

Upgrades Neutral Buy X

SHOP Shopify

ROTH Capital

$1325 $1530

Downgrades Buy Neutral X

SHOP Shopify

ROTH Capital

$275 $300

Reiterated Buy X

SHOP Shopify

ROTH Capital

$127 $144

Initiated Buy X

SHSP SharpSpring

ROTH Capital

$21

Downgrades Buy Neutral X

SMED Sharps Compliance

ROTH Capital

$12 $7

Initiated Buy X

SMED Sharps Compliance

ROTH Capital

$4.50

Upgrades Neutral Buy X

SMTC Semtech

ROTH Capital

$66 $83

Downgrades Buy Neutral X

SMTC Semtech

ROTH Capital

Initiated Buy X

SNCR Synchronoss Tech

ROTH Capital

$13

Upgrades Neutral Buy X

SOL ReneSola

ROTH Capital

$7.70 $10

Initiated Buy X

SOLO ElectraMeccanica Vehicles

ROTH Capital

Downgrades Buy Neutral X

SRCI SRC Energy

ROTH Capital

Initiated Neutral X

STEM Stem

ROTH Capital

Initiated Buy X

STKS The ONE Group

ROTH Capital

$13

Initiated Buy X

STML Stemline Therapeutics

ROTH Capital

$30

Downgrades Buy Sell X

STMP Stamps.com

ROTH Capital

$78

Downgrades Buy Neutral X

SUNL Sunlight Financial

ROTH Capital

$10 $2.50

Resumed Neutral X

SUNW Sunworks

ROTH Capital

$10.75

Resumed Neutral X

SVRA Savara

ROTH Capital

$12

Upgrades Neutral Buy X

SWIR Sierra Wireless

ROTH Capital

Upgrades Neutral Buy X

SYRS Syros Pharmaceuticals

ROTH Capital

Initiated Buy X

TALO Talos Energy

ROTH Capital

Initiated Buy X

TBIO Translate Bio

ROTH Capital

$25

Initiated Neutral X

TCRR TCR2 Therapeutics

ROTH Capital

Resumed Neutral X

TLRY Tilray

ROTH Capital

Initiated Buy X

TLRY Tilray

ROTH Capital

$35

Upgrades Neutral Buy X

TNXP Tonix Pharma

ROTH Capital

$4

Initiated Buy X

TOWR Tower Intl

ROTH Capital

$41

Upgrades Neutral Buy X

TPIC TPI Composites

ROTH Capital

$11 $16

Downgrades Buy Neutral X

TPIC TPI Composites

ROTH Capital

$50 $29

Initiated Buy X

TRNS Transcat

ROTH Capital

$20

Reiterated Neutral X

TSLA Tesla

ROTH Capital

$83.33 $85

Downgrades Buy Neutral X

TSLA Tesla

ROTH Capital

$238

Upgrades Neutral Buy X

TSLA Tesla

ROTH Capital

$238

Reiterated Neutral X

TSLA Tesla

ROTH Capital

$270 $240

Initiated Neutral X

TSLA Tesla

ROTH Capital

Downgrades Buy Neutral X

TTCF Tattooed Chef

ROTH Capital

$12 $9

Upgrades Neutral Buy X

UPLD Upland Software

ROTH Capital

Initiated Buy X

VFF Village Farms

ROTH Capital

Downgrades Buy Neutral X

VLTA Volta

ROTH Capital

$5.50 $2.50

Initiated Buy X

VMI Valmont

ROTH Capital

$297

Initiated Buy X

VSLR Vivint Solar

ROTH Capital

$10

Downgrades Buy Neutral X

VSTO Vista Outdoor

ROTH Capital

$53 $32

Resumed Buy X

VSTO Vista Outdoor

ROTH Capital

$34

Initiated Buy X

VTVT vTv Therapeutics

ROTH Capital

$17

Initiated Buy X

WAAS AquaVenture

ROTH Capital

$24

Downgrades Buy Neutral X

WIFI Boingo Wireless

ROTH Capital

$17 $14

Downgrades Buy Neutral X

WKHS Workhorse Group

ROTH Capital

$7 $3.50

Initiated Neutral X

WTI W&T Offshore

ROTH Capital

$8.75

Reiterated Buy X

WYNN Wynn Resorts

ROTH Capital

$140 $135

Upgrades Neutral Buy X

WYNN Wynn Resorts

ROTH Capital

Downgrades Buy Neutral X

WYNN Wynn Resorts

ROTH Capital

$170

Initiated Buy X

XXII 22nd Century Group

ROTH Capital

$6

Initiated Buy X

ZFGN Zafgen

ROTH Capital

$8