Analyst Ratings Published by ROTH Capital

2/26/18	Initiated	Buy	X
ACER Acer Therapeutics ROTH Capital
5/31/19	Initiated	Buy	X
ADAP Adaptimmune Therapeutics ROTH Capital
11/1/18	Initiated	Buy	X
ADOM ADOMANI ROTH Capital
3/17/21	Initiated	Buy	X
AEVA Aeva ROTH Capital
$30
4/25/18	Initiated	Buy	X
AG First Majestic Silver ROTH Capital
$9
11/10/22	Downgrades	Buy Neutral	X
AGFS AgroFresh Solutions ROTH Capital
2/23/21	Initiated	Buy	X
AGFY Agrify ROTH Capital
$20
4/27/22	Resumed	Buy	X
AGS PlayAGS ROTH Capital
4/8/19	Initiated	Buy	X
AGS PlayAGS ROTH Capital
$35
7/15/19	Initiated	Buy	X
AKRO Akero Therapeutics ROTH Capital
$34
6/5/19	Initiated	Neutral	X
ALLO Allogene ROTH Capital
$26
4/2/18	Initiated	Buy	X
ALNA Allena Pharmaceuticals ROTH Capital
$61
4/29/19	Downgrades	Buy Neutral	X
ALRM Alarm.com ROTH Capital
7/19/19	Initiated	Buy	X
ALT Altimmune ROTH Capital
$8.30
1/13/21	Upgrades	Neutral Buy	X
AMBA Ambarella ROTH Capital
$95 $130
4/11/22	Downgrades	Buy Sell	X
AMRC Ameresco ROTH Capital
$76 $52
3/4/19	Upgrades	Neutral Buy	X
AMRC Ameresco ROTH Capital
$16 $19
10/4/18	Downgrades	Buy Neutral	X
AMRC Ameresco ROTH Capital
6/17/19	Initiated	Buy	X
AMRN Amarin ROTH Capital
$31
8/10/22	Downgrades	Buy Neutral	X
AMRS Amyris ROTH Capital
$4 $2
2/26/21	Initiated	Buy	X
AMRS Amyris ROTH Capital
$20
6/3/22	Resumed	Buy	X
AMSC American Superconductor ROTH Capital
$23 $10
2/21/18	Initiated	Buy	X
ANTH Anthera Pharma ROTH Capital
$10
2/12/21	Initiated	Buy	X
APDN Applied DNA Sciences ROTH Capital
$24
4/14/22	Downgrades	Neutral Sell	X
APLS Apellis Pharmaceuticals ROTH Capital
$40
10/8/21	Initiated	Buy	X
AQB AquaBounty Technologies ROTH Capital
$6
6/3/22	Initiated	Buy	X
ARAV Aravive ROTH Capital
$15
12/23/20	Downgrades	Buy Sell	X
ARCT Arcturus Therapeutics ROTH Capital
$77
2/22/18	Initiated	Buy	X
ARQL ArQule ROTH Capital
$5
6/6/22	Upgrades	Neutral Buy	X
ARRY Array Tech ROTH Capital
5/11/22	Downgrades	Buy Neutral	X
ARRY Array Tech ROTH Capital
$25 $7
5/12/21	Downgrades	Buy Neutral	X
ARRY Array Tech ROTH Capital
$53 $25
11/22/21	Downgrades	Buy Neutral	X
ASPU Aspen Group ROTH Capital
3/9/21	Upgrades	Neutral Buy	X
ASYS Amtech Systems ROTH Capital
$9 $15
11/11/21	Initiated	Buy	X
ATAI atai Life Sciences N.V. ROTH Capital
$32
10/18/18	Initiated	Buy	X
ATOM Atomera ROTH Capital
5/30/19	Initiated	Buy	X
ATRA Atara Biotherapeutics ROTH Capital
8/11/22	Upgrades	Neutral Buy	X
ATY AcuityAds Holdings ROTH Capital
$4
3/8/18	Initiated	Buy	X
AVXL Anavex ROTH Capital
$6
2/2/21	Resumed	Buy	X
AXU Alexco Resources ROTH Capital
$3.60
2/20/18	Initiated	Buy	X
AXU Alexco Resources ROTH Capital
$2.75
4/5/21	Upgrades	Sell Neutral	X
AYI Acuity Brands ROTH Capital
$165
2/27/18	Resumed	Buy	X
BABY Natus Medical ROTH Capital
$39
8/29/22	Initiated	Buy	X
BATL Battalion Oil Corp. ROTH Capital
$28
3/7/18	Resumed	Buy	X
BBSI Barrett Business ROTH Capital
$105
6/28/21	Initiated	Buy	X
BCAB BioAtla ROTH Capital
$75
2/5/21	Initiated	Buy	X
BEEM Beam Global ROTH Capital
$85
10/8/21	Initiated	Buy	X
BIOX Bioceres ROTH Capital
$21
5/5/21	Downgrades	Buy Neutral	X
BLDP Ballard Power ROTH Capital
7/1/19	Downgrades	Neutral Sell	X
BLDP Ballard Power ROTH Capital
11/12/21	Upgrades	Neutral Buy	X
BLNK Blink Charging ROTH Capital
$45
2/5/21	Initiated	Buy	X
BLNK Blink Charging ROTH Capital
$67
10/22/21	Upgrades	Neutral Buy	X
BOOM DMC Global ROTH Capital
$55
3/11/21	Initiated	Buy	X
BPTH Bio-Path ROTH Capital
$13
9/21/22	Initiated	Buy	X
BRAG Bragg Gaming Group ROTH Capital
$9
6/23/22	Initiated	Buy	X
BTMD biote Corp. ROTH Capital
$9
1/18/23	Initiated	Buy	X
BYD Boyd Gaming ROTH Capital
$70
2/2/18	Initiated	Buy	X
CAMP CalAmp ROTH Capital
$28
2/19/21	Upgrades	Neutral Buy	X
CDE Coeur d’Alene Mines ROTH Capital
$10
8/7/19	Downgrades	Buy Neutral	X
CDE Coeur d’Alene Mines ROTH Capital
7/10/18	Upgrades	Neutral Buy	X
CDE Coeur d’Alene Mines ROTH Capital
4/27/18	Downgrades	Buy Neutral	X
CDE Coeur d’Alene Mines ROTH Capital
3/8/22	Initiated	Buy	X
CDXC ChromaDex ROTH Capital
$7
6/11/19	Upgrades	Neutral Buy	X
CECE CECO Environ. ROTH Capital
8/6/19	Downgrades	Buy Neutral	X
CLAR Clarus Corporation ROTH Capital
$14
1/17/23	Initiated	Buy	X
CLFD Clearfield ROTH Capital
$120
11/2/21	Initiated	Buy	X
CLXT Calyxt ROTH Capital
$10
2/8/18	Initiated	Buy	X
CNAT Conatus Pharma ROTH Capital
$20
7/29/19	Initiated	Buy	X
CODI Compass Diversified ROTH Capital
$21.50
4/18/22	Upgrades	Neutral Buy	X
CPE Callon Petroleum ROTH Capital
$80
8/24/22	Downgrades	Buy Neutral	X
CPRX Catalyst Pharma ROTH Capital
$10 $15.50
2/8/19	Downgrades	Buy Neutral	X
CPST Capstone Turbine ROTH Capital
1/28/21	Upgrades	Neutral Buy	X
CREE Cree ROTH Capital
$105 $150
9/11/18	Upgrades	Neutral Buy	X
CREE Cree ROTH Capital
5/18/22	Upgrades	Neutral Buy	X
CRM Salesforce ROTH Capital
$242
12/6/18	Initiated	Buy	X
CRMD Cormedix ROTH Capital
$6
6/10/19	Initiated	Buy	X
CRSP CRISPR Therapeutics ROTH Capital
$50
5/29/19	Initiated	Buy	X
CRVS Corvus Pharmaceuticals ROTH Capital
$6
5/5/21	Initiated	Buy	X
CSV Carriage Services ROTH Capital
$48
1/29/18	Initiated	Buy	X
CTEK CynergisTek ROTH Capital
$7.20
5/14/19	Downgrades	Buy Neutral	X
CTRL Control4 ROTH Capital
$24
6/13/18	Initiated	Buy	X
CTRL Control4 ROTH Capital
$31
7/9/19	Downgrades	Buy Neutral	X
CTST CannTrust ROTH Capital
8/8/22	Upgrades	Neutral Buy	X
CTVA Corteva ROTH Capital
$67 $74
10/8/21	Initiated	Buy	X
CTVA Corteva ROTH Capital
$53
2/16/21	Initiated	Buy	X
CURI CuriosityStream ROTH Capital
$23
1/19/22	Upgrades	Neutral Buy	X
CYRX Cryoport ROTH Capital
$90
11/5/21	Downgrades	Buy Neutral	X
CYRX Cryoport ROTH Capital
$78 $90
9/23/22	Downgrades	Buy Neutral	X
DCFC Tritium DCFC ROTH Capital
11/22/22	Upgrades	Neutral Buy	X
DEN Denbury ROTH Capital
$103 $108
10/25/22	Downgrades	Buy Neutral	X
DEN Denbury ROTH Capital
$87.75 $103
7/7/21	Downgrades	Buy Neutral	X
DEN Denbury ROTH Capital
$57 $78.75
1/20/21	Initiated	Buy	X
DEN Denbury ROTH Capital
$39.50
2/2/18	Initiated	Buy	X
DGII Digi Intl ROTH Capital
$15
12/12/22	Downgrades	Buy Neutral	X
DKNG DraftKings ROTH Capital
$15
8/17/22	Upgrades	Neutral Buy	X
DKNG DraftKings ROTH Capital
$18 $25
8/1/19	Upgrades	Neutral Buy	X
DLA Delta Apparel ROTH Capital
$25
2/6/19	Downgrades	Buy Neutral	X
DLA Delta Apparel ROTH Capital
2/17/21	Initiated	Buy	X
DMAC DiaMedica Therapeutics ROTH Capital
$38
4/12/21	Downgrades	Buy Neutral	X
EGY Vaalco Energy ROTH Capital
3/24/21	Initiated	Buy	X
EGY Vaalco Energy ROTH Capital
$4
10/31/18	Initiated	Buy	X
EIDX Eidos Therapeutics ROTH Capital
10/10/18	Upgrades	Neutral Buy	X
ELLI Ellie Mae ROTH Capital
12/17/18	Downgrades	Buy Neutral	X
ELY Callaway Golf ROTH Capital
11/17/21	Reiterated	Buy	X
ENPH Enphase Energy ROTH Capital
$220 $270
2/28/18	Upgrades	Neutral Buy	X
ENPH Enphase Energy ROTH Capital
6/6/18	Initiated	Buy	X
ENTA Enanta Pharmaceuticals ROTH Capital
$133
11/10/22	Upgrades	Neutral Buy	X
EPM Evolution Petroleum ROTH Capital
7/6/22	Downgrades	Buy Neutral	X
EPM Evolution Petroleum ROTH Capital
$9.50
2/20/18	Initiated	Buy	X
ERI Eldorado Resorts ROTH Capital
$41
2/28/18	Upgrades	Neutral Buy	X
ETSY Etsy ROTH Capital
10/8/21	Initiated	Buy	X
EVGN Evogene ROTH Capital
$7
4/5/22	Resumed	Buy	X
EVRI Everi ROTH Capital
$28
2/20/18	Initiated	Buy	X
EYEN Eyenovia ROTH Capital
$20
5/8/19	Downgrades	Buy Neutral	X
FARM Farmer Brothers Co. ROTH Capital
$28 $20
3/8/18	Resumed	Buy	X
FARM Farmer Brothers Co. ROTH Capital
$41
6/7/19	Initiated	Neutral	X
FATE Fate Therapeutics ROTH Capital
$20
2/9/18	Upgrades	Neutral Buy	X
FCEL FuelCell Energy ROTH Capital
5/18/22	Resumed	Buy	X
FIVN Five9 ROTH Capital
$129
5/9/19	Upgrades	Neutral Buy	X
FLNT Fluent ROTH Capital
$5.50 $8.50
6/21/22	Initiated	Buy	X
FPI Farmland Partners ROTH Capital
$16
5/29/19	Initiated	Neutral	X
FPRX Five Prime Therapeutics ROTH Capital
$10
1/28/21	Initiated	Buy	X
FREE Whole Earth Brands ROTH Capital
$17
6/6/22	Upgrades	Neutral Buy	X
FTCI FTC Solar ROTH Capital
12/28/20	Reiterated	Buy	X
FTHM Fathom Holdings ROTH Capital
$28 $40
5/29/19	Initiated	Buy	X
FTSV Forty Seven ROTH Capital
$28
5/6/22	Downgrades	Buy Neutral	X
FUBO fuboTV ROTH Capital
$7.50 $4.25
11/1/18	Initiated	Buy	X
FUV Arcimoto ROTH Capital
8/16/22	Resumed	Neutral	X
FXLV F45 Training Holdings ROTH Capital
$8 $2
5/17/22	Downgrades	Buy Neutral	X
FXLV F45 Training Holdings ROTH Capital
$18 $8
11/30/21	Downgrades	Buy Neutral	X
GDP Goodrich Petroleum ROTH Capital
$28 $23
6/16/22	Initiated	Buy	X
GHRS GH Research PLC ROTH Capital
$66
10/8/18	Downgrades	Buy Neutral	X
GLUU Glu Mobile ROTH Capital
5/14/19	Initiated	Buy	X
GNLN Greenlane ROTH Capital
$22.50
10/20/22	Downgrades	Buy Sell	X
GNRC Generac ROTH Capital
$320 $75
4/21/21	Reiterated	Buy	X
GNRC Generac ROTH Capital
$360 $380
5/13/19	Initiated	Buy	X
GOGO Gogo ROTH Capital
$10
10/18/22	Downgrades	Buy Neutral	X
GOLF Acushnet ROTH Capital
$62 $45
5/9/19	Upgrades	Neutral Buy	X
GOLF Acushnet ROTH Capital
$27 $28
6/11/19	Initiated	Buy	X
GORO Gold Resource ROTH Capital
$6.50
2/8/19	Upgrades	Neutral Buy	X
GRUB GrubHub ROTH Capital
4/25/18	Downgrades	Buy Neutral	X
GRUB GrubHub ROTH Capital
5/14/21	Upgrades	Neutral Buy	X
GRWG GrowGeneration ROTH Capital
$55
1/13/21	Downgrades	Buy Neutral	X
GRWG GrowGeneration ROTH Capital
$27 $45
3/17/21	Initiated	Buy	X
GTBP GT Biopharma ROTH Capital
$25
3/9/22	Upgrades	Neutral Buy	X
HDSN Hudson Technologies ROTH Capital
$4 $6.50
8/12/19	Downgrades	Buy Neutral	X
HDSN Hudson Technologies ROTH Capital
11/28/22	Initiated	Buy	X
HEAR Turtle Beach ROTH Capital
$18
7/13/22	Downgrades	Buy Neutral	X
HGEN Humanigen ROTH Capital
$13 $2
7/12/19	Downgrades	Buy Neutral	X
HIMX Himax Tech ROTH Capital
$5 $3.50
10/1/18	Upgrades	Neutral Buy	X
HIMX Himax Tech ROTH Capital
5/10/19	Downgrades	Buy Neutral	X
HK Halcon Resources ROTH Capital
5/11/22	Upgrades	Neutral Buy	X
HL Hecla Mining ROTH Capital
$6.50 $6.25
4/13/22	Downgrades	Buy Neutral	X
HL Hecla Mining ROTH Capital
$6.25 $6.50
9/10/18	Initiated	Buy	X
HL Hecla Mining ROTH Capital
$5
5/10/19	Downgrades	Buy Neutral	X
HZN Horizon Global ROTH Capital
2/1/18	Initiated	Buy	X
ICLK iClick Interactive Asia Group ROTH Capital
$10
9/12/18	Initiated	Buy	X
ICPT Intercept Pharma ROTH Capital
$192
6/12/18	Initiated	Buy	X
IDCC Interdigital Comm ROTH Capital
$104
12/15/21	Resumed	Buy	X
INSE Inspired Entertainment ROTH Capital
$18
12/20/18	Initiated	Buy	X
INSE Inspired Entertainment ROTH Capital
10/12/18	Initiated	Buy	X
INSG Inseego ROTH Capital
10/28/22	Reiterated	Neutral	X
INTC Intel ROTH Capital
$40 $30
7/23/21	Reiterated	Neutral	X
INTC Intel ROTH Capital
$65 $60
10/26/18	Reiterated	Buy	X
INTC Intel ROTH Capital
$65 $60
3/5/18	Initiated	Buy	X
IPIC iPic Entertainment ROTH Capital
$18
1/11/23	Upgrades	Neutral Buy	X
JKS JinkoSolar ROTH Capital
$50 $70
4/12/21	Downgrades	Buy Neutral	X
JKS JinkoSolar Holding ROTH Capital
$38
2/4/19	Upgrades	Neutral Buy	X
JKS JinkoSolar Holding ROTH Capital
6/4/18	Downgrades	Neutral Sell	X
JKS JinkoSolar Holding ROTH Capital
10/6/22	Initiated	Buy	X
KITT Nauticus Robotics ROTH Capital
$10
1/3/19	Initiated	Buy	X
KL Kirkland Lake Gold ROTH Capital
$31
1/25/21	Initiated	Buy	X
KMPH KemPharm ROTH Capital
$28
8/3/22	Downgrades	Buy Neutral	X
KN Knowles ROTH Capital
$20 $17
5/11/21	Upgrades	Neutral Buy	X
KOD Kodiak Sciences ROTH Capital
$155 $149
2/17/21	Downgrades	Buy Neutral	X
KOD Kodiak Sciences ROTH Capital
$133 $155
6/6/19	Initiated	Buy	X
KSHB KushCo ROTH Capital
$8
5/3/18	Initiated	Buy	X
LAC Lithium Americas ROTH Capital
$9.50
8/20/18	Downgrades	Buy Neutral	X
LCI Lannett ROTH Capital
11/7/18	Downgrades	Buy Neutral	X
LDL Lydall ROTH Capital
8/8/22	Upgrades	Neutral Buy	X
LEU Centrus Energy ROTH Capital
$45 $48
3/11/22	Downgrades	Buy Neutral	X
LEU Centrus Energy ROTH Capital
$50
12/21/21	Upgrades	Neutral Buy	X
LEU Centrus Energy ROTH Capital
$57 $58
11/15/21	Downgrades	Buy Neutral	X
LEU Centrus Energy ROTH Capital
$27 $57
6/10/22	Initiated	Buy	X
LEV Lion Electric ROTH Capital
$13
10/29/18	Upgrades	Neutral Buy	X
LGND Ligand Pharma ROTH Capital
8/8/18	Downgrades	Buy Neutral	X
LGND Ligand Pharma ROTH Capital
10/8/18	Upgrades	Neutral Buy	X
LMAT Lemaitre Vascular ROTH Capital
6/8/18	Resumed	Buy	X
LMAT Lemaitre Vascular ROTH Capital
$38
4/17/19	Upgrades	Neutral Buy	X
LMB Limbach ROTH Capital
$7 $10
11/21/18	Downgrades	Buy Neutral	X
LMB Limbach ROTH Capital
4/8/19	Downgrades	Buy Neutral	X
LNDC Landec ROTH Capital
$16.50 $12
6/3/22	Initiated	Neutral	X
LNN Lindsay Corp ROTH Capital
$135
5/1/19	Initiated	Buy	X
LOGC LogicBio Therapeutics ROTH Capital
$26
5/10/22	Upgrades	Neutral Buy	X
LPSN LivePerson ROTH Capital
$25
10/17/22	Initiated	Buy	X
LPTV Loop Media ROTH Capital
$6.50
1/22/21	Upgrades	Neutral Buy	X
LYTS LSI Industries ROTH Capital
$7 $13
1/31/18	Reiterated	Buy	X
MARK Remark Holdings ROTH Capital
$10.25 $20.50
4/12/21	Downgrades	Buy Neutral	X
MAXN Maxeon Solar ROTH Capital
$43 $23
1/19/21	Initiated	Buy	X
MAXN Maxeon Solar ROTH Capital
$43
11/7/18	Downgrades	Buy Neutral	X
MB MINDBODY ROTH Capital
1/18/23	Initiated	Buy	X
MCG Membership Collective Group ROTH Capital
$7
1/28/19	Upgrades	Neutral Buy	X
MCHX Marchex ROTH Capital
3/21/19	Initiated	Buy	X
MDCO The Medicines Co ROTH Capital
$75
6/1/18	Reiterated	Buy	X
MDGL Madrigal Pharmaceuticals ROTH Capital
$210 $400
8/13/19	Initiated	Buy	X
MDLA Medallia ROTH Capital
$52
3/8/18	Reiterated	Buy	X
MEET The Meet Group ROTH Capital
$4 $3.25
2/2/23	Reiterated	Buy	X
META Meta Platforms ROTH Capital
$125 $210
6/30/22	Initiated	Buy	X
MGPI MGP Ingredients ROTH Capital
$115
8/12/19	Initiated	Buy	X
MIRM Mirum Pharmaceuticals ROTH Capital
$33
12/9/22	Resumed	Buy	X
MNMD MindMed ROTH Capital
$25
5/4/22	Initiated	Buy	X
MNMD MindMed ROTH Capital
$7
1/28/21	Initiated	Buy	X
MNPR Monopar Therapeutics ROTH Capital
$49
7/5/22	Initiated	Neutral	X
MNST Monster Beverage ROTH Capital
$100
2/19/21	Initiated	Buy	X
MNTK Mentortech, Inc. ROTH Capital
$17.50
2/8/18	Upgrades	Neutral Buy	X
MNTX Manitex Intl ROTH Capital
12/13/22	Initiated	Buy	X
MOND Mondee Holdings ROTH Capital
$12
6/15/18	Downgrades	Buy Neutral	X
MPAA Motorcar Parts of America ROTH Capital
5/30/19	Initiated	Buy	X
MRKR Marker International ROTH Capital
6/28/19	Initiated	Buy	X
MRUS Merus ROTH Capital
$20
6/11/18	Downgrades	Buy Neutral	X
MXL MaxLinear ROTH Capital
5/11/21	Downgrades	Buy Neutral	X
NLS Nautilus ROTH Capital
$26 $17
4/22/21	Initiated	Buy	X
NOVN Novan ROTH Capital
$3
5/7/21	Upgrades	Neutral Buy	X
NTLA Intellia Therapeutics ROTH Capital
$75 $80
6/10/19	Initiated	Neutral	X
NTLA Intellia Therapeutics ROTH Capital
$16
3/8/18	Initiated	Buy	X
NTRP Neurotrope ROTH Capital
$15
4/2/18	Initiated	Buy	X
NWY New York & Co ROTH Capital
$4.50
6/15/22	Resumed	Buy	X
OCGN Ocugen ROTH Capital
$8
6/11/21	Downgrades	Buy Neutral	X
OCGN Ocugen ROTH Capital
$10 $6
6/2/21	Downgrades	Buy Neutral	X
OESX Orion Energy Systems ROTH Capital
$14 $7
3/8/21	Upgrades	Neutral Buy	X
OLED Universal Display ROTH Capital
$230 $250
7/22/19	Downgrades	Buy Neutral	X
OLED Universal Display ROTH Capital
$194
5/22/18	Initiated	Buy	X
OLED Universal Display ROTH Capital
4/8/21	Downgrades	Buy Neutral	X
ORBC Orbcomm ROTH Capital
$9.25 $11.50
2/2/18	Initiated	Buy	X
ORBC Orbcomm ROTH Capital
$14
2/26/18	Initiated	Buy	X
OSS One Stop Systems ROTH Capital
12/21/22	Initiated	Buy	X
PAHC Phibro Animal Health ROTH Capital
$18
2/4/22	Downgrades	Buy Neutral	X
PENN Penn Natl Gaming ROTH Capital
$79 $51
10/17/22	Initiated	Buy	X
PET Wag! Group ROTH Capital
$5
3/2/18	Resumed	Buy	X
PFIE Profire Energy ROTH Capital
3/24/21	Reiterated	Buy	X
PLBY PLBY Group ROTH Capital
$18 $26
2/11/21	Initiated	Buy	X
PLBY PLBY Group ROTH Capital
$18
1/30/19	Upgrades	Sell Neutral	X
PLUG Plug Power ROTH Capital
11/15/22	Downgrades	Buy Neutral	X
POWW AMMO ROTH Capital
$6 $3
10/17/22	Initiated	Buy	X
PPTA Perpetua Resources ROTH Capital
$4
2/2/23	Reiterated	Buy	X
PTON Peloton ROTH Capital
$13 $20
8/30/22	Initiated	Buy	X
QBTS D-Wave Quantum ROTH Capital
$20
5/19/21	Upgrades	Neutral Buy	X
QUIK QuickLogic ROTH Capital
$7 $8
1/31/23	Resumed	Buy	X
RAIN Rain Oncology ROTH Capital
$21
5/3/21	Downgrades	Buy Neutral	X
REGI Renewable Energy ROTH Capital
6/24/19	Upgrades	Neutral Buy	X
REGI Renewable Energy ROTH Capital
$22
5/3/19	Downgrades	Buy Neutral	X
REGI Renewable Energy ROTH Capital
$35 $22
8/1/22	Downgrades	Buy Neutral	X
REI Ring Energy ROTH Capital
$4.90 $7.50
10/14/21	Upgrades	Neutral Buy	X
REI Ring Energy ROTH Capital
$4.75
3/11/21	Downgrades	Buy Neutral	X
REZI Resideo ROTH Capital
$30
1/19/22	Upgrades	Neutral Buy	X
RMNI Rimini Street ROTH Capital
$8
5/11/21	Downgrades	Buy Neutral	X
RMNI Rimini Street ROTH Capital
12/19/18	Initiated	Buy	X
RMNI Rimini Street ROTH Capital
2/1/18	Initiated	Buy	X
ROX Castle Brands ROTH Capital
$2.60
3/2/18	Initiated	Buy	X
RUN Sunrun ROTH Capital
$10
2/5/21	Initiated	Buy	X
SBE Switchback Energy Acquisition ROTH Capital
$46
3/8/19	Upgrades	Neutral Buy	X
SDPI Superior Drilling Products ROTH Capital
$4 $2
5/14/19	Initiated	Buy	X
SEEL Seelos Therapeutics ROTH Capital
3/11/21	Initiated	Buy	X
SHLS Shoals Technologies ROTH Capital
$38
1/30/23	Upgrades	Neutral Buy	X
SHOP Shopify ROTH Capital
$38 $56
4/29/21	Upgrades	Neutral Buy	X
SHOP Shopify ROTH Capital
$1325 $1530
6/24/19	Downgrades	Buy Neutral	X
SHOP Shopify ROTH Capital
$275 $300
2/13/18	Reiterated	Buy	X
SHOP Shopify ROTH Capital
$127 $144
6/25/19	Initiated	Buy	X
SHSP SharpSpring ROTH Capital
$21
4/5/22	Downgrades	Buy Neutral	X
SMED Sharps Compliance ROTH Capital
$12 $7
7/24/19	Initiated	Buy	X
SMED Sharps Compliance ROTH Capital
$4.50
6/3/21	Upgrades	Neutral Buy	X
SMTC Semtech ROTH Capital
$66 $83
3/14/19	Downgrades	Buy Neutral	X
SMTC Semtech ROTH Capital
6/18/19	Initiated	Buy	X
SNCR Synchronoss Tech ROTH Capital
$13
1/5/22	Upgrades	Neutral Buy	X
SOL ReneSola ROTH Capital
$7.70 $10
7/9/19	Initiated	Buy	X
SOLO ElectraMeccanica Vehicles ROTH Capital
4/30/18	Downgrades	Buy Neutral	X
SRCI SRC Energy ROTH Capital
12/19/22	Initiated	Neutral	X
STEM Stem ROTH Capital
7/19/22	Initiated	Buy	X
STKS The ONE Group ROTH Capital
$13
6/12/18	Initiated	Buy	X
STML Stemline Therapeutics ROTH Capital
$30
2/22/19	Downgrades	Buy Sell	X
STMP Stamps.com ROTH Capital
$78
9/29/22	Downgrades	Buy Neutral	X
SUNL Sunlight Financial ROTH Capital
$10 $2.50
4/26/21	Resumed	Neutral	X
SUNW Sunworks ROTH Capital
$10.75
8/13/18	Resumed	Neutral	X
SVRA Savara ROTH Capital
$12
3/27/18	Upgrades	Neutral Buy	X
SWIR Sierra Wireless ROTH Capital
11/5/18	Upgrades	Neutral Buy	X
SYRS Syros Pharmaceuticals ROTH Capital
10/16/18	Initiated	Buy	X
TALO Talos Energy ROTH Capital
6/18/19	Initiated	Buy	X
TBIO Translate Bio ROTH Capital
$25
5/31/19	Initiated	Neutral	X
TCRR TCR2 Therapeutics ROTH Capital
10/2/18	Resumed	Neutral	X
TLRY Tilray ROTH Capital
8/14/18	Initiated	Buy	X
TLRY Tilray ROTH Capital
$35
4/18/19	Upgrades	Neutral Buy	X
TNXP Tonix Pharma ROTH Capital
$4
5/24/18	Initiated	Buy	X
TOWR Tower Intl ROTH Capital
$41
5/6/22	Upgrades	Neutral Buy	X
TPIC TPI Composites ROTH Capital
$11 $16
11/9/21	Downgrades	Buy Neutral	X
TPIC TPI Composites ROTH Capital
$50 $29
2/9/18	Initiated	Buy	X
TRNS Transcat ROTH Capital
$20
10/20/22	Reiterated	Neutral	X
TSLA Tesla ROTH Capital
$83.33 $85
7/22/19	Downgrades	Buy Neutral	X
TSLA Tesla ROTH Capital
$238
6/10/19	Upgrades	Neutral Buy	X
TSLA Tesla ROTH Capital
$238
4/11/19	Reiterated	Neutral	X
TSLA Tesla ROTH Capital
$270 $240
11/1/18	Initiated	Neutral	X
TSLA Tesla ROTH Capital
8/9/22	Downgrades	Buy Neutral	X
TTCF Tattooed Chef ROTH Capital
$12 $9
8/9/18	Upgrades	Neutral Buy	X
UPLD Upland Software ROTH Capital
6/13/19	Initiated	Buy	X
VFF Village Farms ROTH Capital
8/9/22	Downgrades	Buy Neutral	X
VLTA Volta ROTH Capital
$5.50 $2.50
6/3/22	Initiated	Buy	X
VMI Valmont ROTH Capital
$297
5/6/19	Initiated	Buy	X
VSLR Vivint Solar ROTH Capital
$10
7/26/22	Downgrades	Buy Neutral	X
VSTO Vista Outdoor ROTH Capital
$53 $32
1/6/21	Resumed	Buy	X
VSTO Vista Outdoor ROTH Capital
$34
3/8/18	Initiated	Buy	X
VTVT vTv Therapeutics ROTH Capital
$17
6/14/19	Initiated	Buy	X
WAAS AquaVenture ROTH Capital
$24
4/19/21	Downgrades	Buy Neutral	X
WIFI Boingo Wireless ROTH Capital
$17 $14
8/9/22	Downgrades	Buy Neutral	X
WKHS Workhorse Group ROTH Capital
$7 $3.50
5/23/18	Initiated	Neutral	X
WTI W&T Offshore ROTH Capital
$8.75
1/31/19	Reiterated	Buy	X
WYNN Wynn Resorts ROTH Capital
$140 $135
4/2/18	Upgrades	Neutral Buy	X
WYNN Wynn Resorts ROTH Capital
2/7/18	Downgrades	Buy Neutral	X
WYNN Wynn Resorts ROTH Capital
$170
3/8/22	Initiated	Buy	X
XXII 22nd Century Group ROTH Capital
$6
4/26/19	Initiated	Buy	X
ZFGN Zafgen ROTH Capital
$8